FCA consultation paper tracker—2019 [Archived]


Published by a UUÂãÁÄÖ±²¥ Financial Services expert
Checklists

FCA consultation paper tracker—2019 [Archived]


Published by a UUÂãÁÄÖ±²¥ Financial Services expert

Checklists
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This tracker sets out the consultation papers published by Financial Conduct Authority (FCA) in 2019, along with the publication of any subsequent Rules and guidance. For details of FCA consultation papers from other years, see: FCA consultation paper trackers.

For details of Prudential Regulation Authority (PRA) and Financial Services Authority (FSA) consultation papers, see:

  1. •

    PRA consultation paper tracker [Archived]

  2. •

    FSA consultation paper tracker [Archived]

Topic areaConsultation PaperDescriptionPublication dateEnd of consultation periodPolicy Statement/Handbook Notice
Brexit

Authorisation, approval and supervision

Complaints, compensation and claims management

Regulation of capital markets

Payment services and systems

Regulation of personal pension and stakeholder products		CP19/33: Quarterly Consultation No 26The Financial Conduct Authority (FCA) has published Quarterly Consultation Paper No 26 (CP19/33), in which it consults on proposed miscellaneous amendments to the FCA Handbook:

—clarification of the rules relating to Financial Services Compensation Scheme claims against appointed representatives and principals

—changes to the Listing Rules’ requirements, which cross-refer to the Prospectus Regulation, for information to be put on display

—amendments to the Listing Rules to include a requirement mandating the
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Jurisdiction(s):
United Kingdom
Key definition:
FCA definition
What does FCA mean?

conduct-authority'>financial conduct authority which succeeded the FSA and is responsible for ensuring the relevant markets function well, for the conduct supervision of firms not supervised by the Prudential Regulation authority, protecting consumers and promoting competition

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