What is Regulatory Compliance?
UUÂãÁÄÖ±²¥ is strengthening the response of governance, risk and compliance functions to the demands of an increasingly complex regulatory environment by applying world-class legal expertise to a new technology solution: UUÂãÁÄÖ±²¥ Regulatory Compliance.
UUÂãÁÄÖ±²¥ Regulatory Compliance is an always up-to-date obligations register. It offers concise guidance on exactly which regulations you should follow and how to be compliant with them. Real-time alerts ensure that, when legislation changes, you know what to do about it. We advise you on exactly which action to take, why to take it and what the consequences are of non‑compliance.
Our Modules
- Anti-Bribery & Corruption
- AML-CFT
- Asset Management
- Banking And Lending
- Casinos & Gambling
- Competition
- Consumer Protection
- Corporations
- Cybersecurity
- Employment
- England and Wales Solicitors Regulation
- Financial Sanctions
- Financial Services Authorisation
- Insurance
- Modern Slavery
- Payment Services
- Privacy & Data Protection
- Tax
- Workplace Health & Safety
Why use UUÂãÁÄÖ±²¥ Regulatory Compliance?
Spend more time adding value and less time chasing compliance. We’ll do the hard work for you.
Maintain your compliance obligations
Be across everything your organisation needs to be compliant with. Ensure you are compliant with industry regulation and above all, the law.
Access to expert support
Only work with the latest obligations. Our experts monitor legislation and automatically update your registers so you don’t have to.
Improve your workflow
Checklists. Flowcharts. Templates. The tools you need to streamline your compliance management.
Work with confidence
Integrate into your GRC system. With obligations automatically in your workflow, it’s easy to monitor and delegate.
Bespoke packages individual to you
Each module can be purchased individually or as a package, so you can acquire only the content relevant to you.
Improve response time
The register shows you exactly what needs to be done and, with explanatory guidance, how to do it.
Stay one step ahead
Receive real-time email alerts on today's legislation. Know what has changed and get expert guidance on what to do next.
Easy-to-apply obligations
Our legal experts translate the obligations into simple English. No matter your speciality—compliance can be effortless.
Resources and Insight
EU ASSET MANAGEMENT
EU Asset Management Checklist
The asset management industry in the European Union faces a complex regulatory landscape. Navigating this landscape poses significant challenges for asset managers in terms of compliance, reporting, and operational processes.
Our latest EU Asset Management checklist allows you to identify the compliance obligations for firms operating in the EU asset management industry, including MiFID II, IFR/IFD, UCITS Directive, AIFMD and the ELTIF Regulation.
ESG
ESG compliance checklist
One of the most important topics affecting all businesses, globally, is Environmental, Social and Governance (ESG) compliance. Regulators, investors and society at large all increasingly expect businesses to address and report on ESG matters. How well your business handles ESG today, will determine how successful and sustainable it is tomorrow. This complimentary checklist can help you to deliver on your ESG strategy and reporting requirements.
BANKING
Banking and Deposit-Taking compliance checklist
Last year, the FCA handed out fines totalling over £215 million to the Banking industry in the UK alone, with the average fine costing over £8 million. Ensuring your organisation displays it's compliance is essential. This complimentary checklist can help provide you with an understanding of your legal obligations under UK banking legislation.
SOLICITORS REGULATION
SOLICITORS REGULATION CHECKLIST
Solicitors in England and Wales are governed by a framework of legal services and solicitors legislation which controls the provision of legal services and restricts the practice of certain legal activities.
The England and Wales Solicitors Regulation Checklist addresses the requirements solicitors and legal firms need in order to demonstrate their commitment to professionalism, accountability and the rule of law, thereby upholding the integrity of the legal profession and protecting clients’ interests.
EU PAYMENTS
EU PAYMENTS CHECKLIST
Payment companies operating in the EU face a complex regulatory landscape, including the revised Payment Services Directive (PSD2) which introduces requirements for strong customer authentication, open banking, and third-party access to payment accounts.
Download your complimentary EU Payments checklist today! It provides a detailed coverage of the EU payment systems regime including the Payment Services Directive 2 (PSD2) and Single Euro Payments Area (SEPA) regulations.
ESG
USING ROBUST GOVERNANCE PRACTICES IN ESG TO STAMP OUT GREENWASHING WEBINAR
ESG – Environment, Social, Governance – is a critical focus for organisations worldwide and across industries. Pressures come from all angles: corporate investors, stakeholders, boards, regulators, employees, customers, partners, and society in general. Organisations have to do something for ESG, and the pressures are mounting.
In this webinar, we will explore how an organisation can maintain its ESG integrity and avoid greenwashing using robust governance practices.
EU AML-CTF
EU AML-CTF Checklist
The European Union (EU) has implemented robust measures aimed at combating money laundering (ML) and the financing of terrorism (FT) within its jurisdiction. These measures are essential for safeguarding financial systems and ensuring national and international security.
Download your complimentary EU AML-CTF compliance checklist which helps you understand the expectations of establishing and maintaining a procedure to detect and deter money laundering and terrorist financing within your organisation.
GRC Partners
We work closely with our GRC partners to integrate UUÂãÁÄÖ±²¥ Regulatory Compliance directly into your existing GRC / ERM systems via an API. Here are some of our close partners.
Request a Demo for UUÂãÁÄÖ±²¥ Regulatory Compliance
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