Regulated mortgage contracts—flowchart

Published by a UUÂãÁÄÖ±²¥ Financial Services expert
Flowcharts

Regulated mortgage contracts—flowchart

Published by a UUÂãÁÄÖ±²¥ Financial Services expert

Flowcharts
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Background to and scope of this flowchart

A person that carries on a regulated activity in the UK by way of business, where there is no applicable exclusion or exemption, must be authorised under the Financial Services and Markets Act 2000 (FSMA 2000). For more information on the implications of a person carrying on a regulated activity, see Practice Note: The general prohibition and implications of its breach. For more information about what it means to carry on business in the UK, see Practice Notes:

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Jurisdiction(s):
United Kingdom

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