[122C Power to require information: supplementary]
Financial Services and Markets Act 2000 (2000 c 8) | Legislation

[122C  Power to require information: supplementary]

[(1)     If a document is produced in response to a requirement imposed under section 122B, the FCA may—

(a)     take copies of, or extracts from, the document; or

(b)     require the person producing the document, or any relevant person, to provide an explanation of the document.

(2)     In subsection (1)(b) “relevant person”, in relation to a person who is required to produce a document, means a person who—

(a)     has been, is, or is proposed to be, a director or controller of that person;

(b)     has been or is an auditor of that person;

(c)

Powered by Lexis+®
 

Popular documents

LEXISNEXIS

Novation—why and how to novate a contract

Novation—why and how to novate a contractThere may be times when, rather than assigning the benefit of an agreement to a third party, the original parties wish instead to end their obligations to each other under that agreement and, in effect, recreate it, with the third party stepping into the

LEXISNEXIS

Unless orders

Unless ordersThis Practice Note provides guidance on the interpretation and application of the relevant provisions of the CPR. Depending on the court in which your matter is proceeding, you may also need to be mindful of additional provisions—see further below.This Practice Note provides guidance on

LEXISNEXIS

What happens when a client receives a custodial sentence?

What happens when a client receives a custodial sentence?This Practice Note reflects the procedural code for sentencing offenders in England and Wales (Sentencing Code) that applies from 1 December 2020, as set out in Parts 2–13 of the Sentencing Act 2020 (SA 2020). For those considering whether the

LEXISNEXIS

Tort—the different types of tort

Tort—the different types of tortThis Practice Note identifies the main torts (bar negligence and nuisance, which are covered elsewhere in our related content) and their key characteristics. Specifically:•trespass to land•trespass to the person•privacy/defamation•liability for animals•employers'