[71M Quarterly reports of regulated transactions]

[71M  Quarterly reports of regulated transactions]

[(1)     The treasurer of a registered party must, in the case of each year, prepare a report under this subsection in respect of each of the following periods—

(a)     January to March;

(b)     April to June;

(c)     July to September;

(d)     October to December.

(2)     The reports prepared under subsection (1) for any year must, in the case of each authorised participant who enters into or is party to a regulated transaction with the party in that year, comply with—

(a)     the following provisions of this section so far as they require any such transaction to be recorded in such a report;

(b)     section 71N so far as it requires any changes in relation to any such transaction to be so recorded.

(3)     In this section—

“transaction report” means a report prepared under subsection (1);

“reporting period”, in relation to such a report, means the period mentioned in any of paragraphs (a) to (d) of that subsection to which the report relates;

“r𱹲Գ transaction”, in relation to an authorised participant and a year, means a regulated transaction entered into by the participant and the registered party in that year;

“r𱹲Գ

Powered by Lexis+®

Popular documents